OSC Proposes New Initiatives To Facilitate Cooperation And Settlements

Mondaq Business BriefingCanada Law Articles in English (2011)

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OSC Proposes New Initiatives To Facilitate Cooperation And Settlements

The Ontario Securities Commission (OSC) has announced new enforcement tools aimed at providing incentives to market participants to self-report and encourage cooperation with securities regulators to lead to quicker enforcement outcomes.

Although these initiatives are still at the comment stage, they...

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