Preliminary sections
| Author | Christopher Nicholls |
| Pages | 1-23 |
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- Securities Law. Second Edition
- Preliminary sections
- Preface to the second edition
- Selected list of statutes, regulations, and abbreviations
- Canadian capital markets and instruments
- Fundamental securities law concepts
- Canadian securities regulators and regulatory instruments
- Securities dealers, advisers and other registrants, and self-regulatory organizations
- The origins of securities regulation
- The prospectus process
- The exempt market (private placements and other exempt distributions)
- Insider trading
- Continuous disclosure
- Take-over and issuer bids
- Securities law enforcement
- Recent developments and conclusion
- Table of cases
- Index
- About the author
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