Preliminary Sections
| Author | Christopher C. Nicholls |
| Profession | Faculty of Law, Western University |
| Pages | 1-22 |
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- Securities Law - Third Edition
- Preliminary Sections
- Preface to the third edition
- Preface to the second edition
- Selected list of statutes, regulations, and abbreviations
- Canadian Capital Markets and Instruments
- The Origins of Securities Regulation
- Fundamental Securities Law Concepts
- Canadian Securities Regulators and Regulatory Instruments
- Securities Dealers, Advisers and Other Registrants, and Self-Regulatory Organizations
- The Prospectus Process
- The Exempt Market (Private Placements and Other Exempt Distributions)
- Insider Trading
- Continuous Disclosure
- Take-Over and Issuer Bids
- Securities Law Enforcement
- Conclusion
- Table of cases
- Index
- About the author
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