NN. Securities Law

• Author: Ted Tjaden
• Profession: National Director of Knowledge Management McMillan LLP
• Pages: 276-278

Page 276

Scope Securities law in Canada is highly regulated by provincial and federal securities and corporate legislation too numerous to list here.

Subject headings

Securities - Canada

Stock exchanges - Law and legislation - Canada Investments - Law and legislation - Canada Mutual funds - Law and legislation - Canada

Books Borden Ladner Gervais LLP. Securities Law and Practice. 3d ed. Looseleaf. Toronto: Carswell, 2003. Available by subscription on SECURITIESSOURCE on Westlaw Canada.

Canadian Stock Exchanges Manual. North York, ON: CCH

Canadian, 1994.

Dorval, Thierry. Governance of Publicly Listed Corporations.

Markham, ON: LEXISNEXIS Butterworths, 2005.

Gillen, Mark R. Securities Regulation in Canada. 3d ed. Scarborough, ON: Carswell, 2007.

Groia, Joseph & Pamela Hardie. Securities Litigation and Enforcement. Toronto: Thomson Carswell, 2007.

Page 277

Books Grottenthaler, Margaret E. & Philip J. Henderson. The Law of Financial Derivatives in Canada. Looseleaf. Toronto: Carswell, 1999.

Hendrickson, Barbara. Canadian Institutional Investment

Rules. Toronto: CCH Canadian, 2003.

Hendrickson, Barbara. Canadian Securities Law Reporter.

Toronto: CCH Canadian, 1996. Available in print, on CDROM, and by subscription online.

Johnston, David L. & Kathleen Rockwell. Canadian Securities

Regulation. 4th ed. Markham, ON: Butterworths, 2006. MACINTOSH, Jeff & Christopher Nicholls. Securities Law. Toronto: Irwin Law, 2002.

Marcone, Martin. Eligible Financial Contracts: A Legal Analysis. Markham, ON: LEXISNEXIS Canada, 2009.

Petraglia, Philip & Lazar Sarna. Annotated Ontario Securities

Act. Looseleaf. Markham, ON: LEXISNEXIS Canada, 2000. Petraglia, Philip & Lazar Sarna. Corporate Securities Laws in Canada: with a Guide to U.S. Law. Markham, ON: LEXISNEXIS Butterworths, 2003.

Puri, Poonam & Jeffrey Larsen. Corporate Governance and

Securities Regulation in the 21st Century. Markham, ON: LEXISNEXIS Butterworths, 2004.

Puri, Poonam & Leslie MCCALLUM. Canadian Companies’ Guide to the Sarbanes-Oxley Act. Markham, ON: LEXISNEXIS Butterworths, 2004.

Sarna, Lazar (with the assistance of Noah Sarna). Insider

Trading: A Canadian Legal Manual. Looseleaf. Rev. ed. Markham, ON: LEXISNEXIS Butterworths, 2005. Stikeman Elliott. Legal for Life: Institutional Investment Rules in Canada. 6th ed. Scarborough, ON: Carswell, 1996. Toronto Stock Exchange Company Manual. Looseleaf. North

York, ON: CCH Canadian, 1976. Available in print, on CD-ROM, and by subscription...